Securities and futures commission hong kong register

Established in 1989, the Securities and Futures Commission (SFC) is an independent statutory body set up to regulate the securities and futures markets in Hong Kong. As the gatekeeper of standards for individuals and corporations seeking to enter the securities and futures markets of Hong Kong, we: Grant licences to those who are appropriately qualified and can demonstrate their fitness and properness to be licensed under the Securities and Futures Ordinance; Securities & Futures Commission of Hong Kong. Intermediaries. To ensure that Hong Kong's securities and futures industry abides by high standards, we require that individuals and corporations meet qualifying criteria to enter the industry.

Securities and Futures Commission; Social Workers Registration Board; Student Finance Office Bill payment for Chinese Medicine Council of Hong Kong  Hong Kong FinTech Week is Asia's global financial technology conference with thousands of attendees from over 60 Securities and Futures Commission. 23 Jan 2019 significantly increase the number of ETFs registered in Hong Kong. Introduction. On 6 December 2018, the Securities and Futures Commission  10 Sep 2019 Securities and Futures Commission Regime. □ Licensed Corporation (Type 1 and/or Type 4). Hong Kong Monetary Authority Regime. The Hong Kong system of financial regulation reflects a modified institutional As to securities and futures activity, financial services firms must be licensed by the or Registered with the Securities and Futures Commission (Code of Conduct)  1 Nov 2018 Hong Kong's Securities and Futures Commission says it will bring or indirectly via intermediaries, will have to be licensed and registered with  11 Oct 2018 that is authorised in the UK or licensed/registered in Hong Kong by the relevant authority to manage covered funds; and; that meets the 

Is regulated by the Hong Kong Securities and Futures Commission, and is a member of the SEHK and the HKFE. Registered Office: Suite 1512, Two Pacific Place, 

19 Mar 2015 CFTC Issues an Exemption to the Hong Kong Securities and Futures to register with the CFTC as futures commission merchants (FCMs). 13 Jun 2017 The Hong Kong Securities and Futures Commission ('the SFC') and ASIC today signed a Co-operation Agreement which provides a framework  Is regulated by the Hong Kong Securities and Futures Commission, and is a member of the SEHK and the HKFE. Registered Office: Suite 1512, Two Pacific Place,  (a) the body has a current licence or certificate of registration;. (aa) the body is SFC means the Securities and Futures Commission of Hong Kong;. SFO means 

The Securities and Futures Commission (SFC) of Hong Kong is the independent statutory body charged with regulating the securities and futures markets in Hong Kong. The SFC is responsible for fostering an orderly securities and futures markets, to protect investors and to help promote Hong Kong as an international financial centre and a key financial market in China.

Hong Kong Securities and Futures Commission Licence for TigerWit UK-headquartered global financial technology company TigerWit has announced that it has been accredited with a Financial Services licence from Hong Kong’s Securities and Futures Commission.

3. Securities and Futures Commission (1) There is hereby established a body to be known as the Securities and Futures Commission. (2) The Commission shall be a body corporate with power to sue and be sued. (3) The receipts of the Commission shall not be subject to taxation under the Inland Revenue Ordinance (Cap. 112).

Hong Kong FinTech Week is Asia's global financial technology conference with thousands of attendees from over 60 Securities and Futures Commission. 23 Jan 2019 significantly increase the number of ETFs registered in Hong Kong. Introduction. On 6 December 2018, the Securities and Futures Commission  10 Sep 2019 Securities and Futures Commission Regime. □ Licensed Corporation (Type 1 and/or Type 4). Hong Kong Monetary Authority Regime. The Hong Kong system of financial regulation reflects a modified institutional As to securities and futures activity, financial services firms must be licensed by the or Registered with the Securities and Futures Commission (Code of Conduct)  1 Nov 2018 Hong Kong's Securities and Futures Commission says it will bring or indirectly via intermediaries, will have to be licensed and registered with  11 Oct 2018 that is authorised in the UK or licensed/registered in Hong Kong by the relevant authority to manage covered funds; and; that meets the  1 Jan 2014 The Securities and Futures Commission (SFC) is the statutory non Hong Kong registered buy-sides trading through a Hong Kong broker).

Hong Kong Securities and Futures Commission Licence for TigerWit UK-headquartered global financial technology company TigerWit has announced that it has been accredited with a Financial Services licence from Hong Kong’s Securities and Futures Commission.

1 Nov 2018 Hong Kong's Securities and Futures Commission says it will bring or indirectly via intermediaries, will have to be licensed and registered with  11 Oct 2018 that is authorised in the UK or licensed/registered in Hong Kong by the relevant authority to manage covered funds; and; that meets the  1 Jan 2014 The Securities and Futures Commission (SFC) is the statutory non Hong Kong registered buy-sides trading through a Hong Kong broker). Securities & Futures Commission of Hong Kong. Public register of licensed persons & registered institutions. This register lists all licensees (ie, both licensed individuals and licensed corporations) and registered institutions.

Joint Announcement of the China Securities Regulatory Commission and the Securities and Futures Commission (16 Aug 2016) Regulators approve launch of Shanghai-Hong Kong Stock Connect (10 Nov 2014) Joint Announcement of China Securities Regulatory Commission and Securities and Futures Commission (10 Nov 2014) Note: Unlicensed entities often use names similar to legitimate companies to confuse investors. The company gives the above Hong Kong address, which belongs to CLC Securities Ltd, CLC Futures Ltd and CLC Asset Management Ltd, all of which are SFC-licensed corporations. The company is not associated with the above three SFC-licensed corporations. The Securities And Futures Commission (SFC) is a non-governmental statutory body responsible for regulating Hong Kong's securities and futures markets. The SFC was established by the Securities and Futures Commission Ordinance (SFCO). The commission is independent and not under the purview